The Grand Unifying Principle of Baseball and Biology
In my humble opinion, the notion of “building” a World Series champion in baseball is as mis-guided as the notion of “survival of the fittest” in biology. In both cases, the final “winners” result more from circumstances that are beyond their control than any capacity that a team or species has developed to compete or survive. Confused? Bear with me and I’ll try to make it worth your while.
A key tenet of Darwin’s theory of evolution is the concept of natural selection, which essentially states that those species within a given niche that have better survival skills will ultimately dominate the niche at the expense of those species that are less well-adapted. Described in concert with the tenet of random mutation in his book “The Origin of Species,” Darwin accurately portrayed how the living world on earth came to be. Groundbreaking though it was, Darwin’s tome introduced the ill-turned phrase “survival of the fittest” in his description of natural selection. The problem with the phrase is that it suggests that the most superior species within a niche ultimately survive, when in fact that is very often not the case. As a hypothetical to explain the concept, assume that there is an ant colony in Arlington that recently resulted from three freak mutations that produced ants that combine amazing reproductive rate with the ability to convert sunlight into energy (and thus have very limited needs for nourishment) and to preserve water to the point that they can withstand extensive droughts. The colony is thriving and preparing to conquer the ant kingdom until a bulldozer in Jerry Jones’ fleet runs through the anthill, killing all that are inside. The new ant species represented the fittest in its class, but due to poor timing and location failed to survive. In Darwin’s zeal to describe his new theory, he left out perhaps the most important tenet of evolution – that circumstances beyond a species’ control (aka luck) play an enormous role in determining the survivors.
Every year baseball writers, fans, owners, and GMs make the same mistake as Darwin. They obsess over the “piece(s)” that their teams need to win a World Series. Oft-times trades are made or free agents are signed to add the ace, closer, and/or middle-of-the-order bat that a team “needs” to win a world series. While building the perfect beast, teams often ignore the profound influence of luck that ultimately determine the champion. How significant is the “luck” component of the championship equation? I would argue that it is more important than having a dominant pitcher in your rotation or a bopper in the middle of your lineup. I see that many of you are furrowing your brow, so I offer you the following paragraph.
Each year, thirty major league teams are built and compete over a 162 game schedule. In my opinion, those 162 games are enough to minimize the influence of hot-streaks and cold ones, minor injuries, coaching gaffes, umpiring mistakes, etc. and reveal which teams have the optimal mix of talent and coaching as well as having been most successful in avoiding catastrophic injuries. If you agree, then hopefully you will also agree that the team with the best regular season record is probably also the “best” team in the league. If you are still with me, then you will probably be surprised to note that in the thirteen years since the institution of the wild-card and the expansion of the MLB playoffs, the team with the best regular season record has won the World Series only twice (Yankees in ’98, BoSox in ’07). That is the same number of times that the team with the 2nd best and 4th best regular season records have won and half as often as champs that failed to rank among the top 5 in regular season wins (see below). In fact, the rate at which the team with the best regular season record wins the World Series is only slightly higher than what you would expect if all eight teams in the playoffs had an equal chance of winning the title (15.4% vs 12.5%). The simple explanation for this surprising result is that opponent matchups, hot- and cold-streaks, weather, untimely errors, minor injuries, coaching mistakes, media attention, family issues, and the baseball gods profoundly affect the outcome of a seven game series. Force a single team to win three such series and the outcome becomes essentially random. The Grand Unifying Principle of baseball and biology? Luck profoundly affects the selection of "winners."
World Series Champ Regular season record
1995 – Braves #2
1996 – Yankees #3
1997 – Marlins #4
1998 – Yankees #1
1999 – Yankees #3
2000 – Yankees #9
2001 – Diamondbacks #6
2002 – Angels #4
2003 – Marlins #7
2004 – Red Sox #3
2005 – White Sox #2
2006 – Cardinals #13
2007 – Red Sox #1
In the face of a chaotic world where luck disproportionately affects outcome, what is a poor GM to do? The answer to this is simple. Stack the deck by maximizing the number of times you make the playoffs. Worry less about building the perfect team and more about creating a team that will contend for an extended period of time. Recent history suggests your odds of winning a championship are much greater if you make the playoffs 4 or 5 times with the 4th or 5th best regular season record than if you make the playoffs once or twice with the best record in baseball.
Which brings me to the Rangers. As has been noted ad nauseum on this blog and elsewhere, the Rangers have done an amazing job recently of acquiring and developing high-ceiling talent. In my opinion, the organization currently boasts twenty players who will begin 2009 at AA or above who possess the talent to perform at above average to superstar levels in the major leagues (see below). With only a few exceptions, all of these players are under team control for at least four years with many of them at least six years away from being free agents. And there is more talent in the pipeline as the Rangers lower level minor league teams are stacked with prospects. Assuming many of the young Rangers continue their current development paths (and assuming that they are able to resign their pending free agents and trade from their surplus of catchers for an equally talented, near ML-ready player or two), then it is very likely that the major league team will contend for the playoffs during at least a 3-6 year window beginning in 2011.
Player (pos) Yrs till FA Ceiling
(1) Hamilton (OF) 4 10
(2) Kinsler (2B) 4-5 10
(3) Davis (1B) 6 10
(4) Feliz (SP) 6+ 9
(5) Holland (SP) 6+ 9
(6) Andrus (SS) 6+ 9
(7) Saltalamacchia (C) 5 9
(8) Ramirez (C) 6 9
(9) Smoak (1B) 6+ 9
(10) McCarthy (SP) 3 8
(11) Hurley (SP) 6 7+
(12) Teagarden (C) 6 8
(13) Borbon (CF) 6+ 8
(14) Kiker (SP) 6+ 8
(15) Poveda (SP) 6+ 8
(16) Madrigal (RP) 6 8
(17) Young (SS) 5 8
(18) Wilson (RP) 3 8
(19) Francisco (RP) 2 8
(20) Blalock (1B) 1 8
The 10-point scale used to rate talent in the table above uses a score of 7 for players performing on-par with other players in the league at their respesective position.
Perhaps better than any other, the Ranger fan base knows the many ways that a baseball organization can fail. So how can Tom Hicks et al. short-circuit this pending golden age of Rangers baseball?
(1) Fire Jon Daniels – Though he has his detractors, I don’t think that anyone can argue that the gains that this organization has made in accumulating and developing talent are a direct result of JD’s vision and execution. The emphasis on scouting, international signings, and the draft as well as the expanded off-season development programs and team-building exercises all derive from the plan that JD instituted almost three years ago. Firing JD now would eliminate the organization’s primary visionary and potentially set the team back several years as they try to adapt to a new vision.
(2) Take a short-term view on building the team – There is little doubt that the Rangers could field a very competitive team next year by signing a significant free agent pitcher and trading a number of high-end prospects for established major leaguers. In my opinion, executing on such a plan would reduce the number of years that the team would be competitive and thus reduce the chances that they would win a title.
Be patient, Ranger fans. Your time is nigh. Appreciate the building process for the next couple of years and enjoy the fruits that will result beginning in 2011.
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comments
Comments
It's not a suprise that....
There is little correlation between regular season dominance and winning world series. The regular season inherently favors teams with depth. Most teams go through 8-12 starters in a year and have a number of guys yo-yo-ing up and down in the bullpen. While star players make the headlines, things like good defense and maximizing production for each out matter a lot.
Once you get to the playoffs, it’s a completely different animal. All of a sudden, teams with 2 dominant starting pitchers are favored over teams with better depth. Good defense still matters, but the small sample size can mean great defenders make bad plays or bad defenders make good plays. A full bullpen isn’t as important as having awesome 8th and 9th inning guys. All of a sudden, playing smallball to get that one extra run isn’t as bad of an idea. The small sample size plays havoc with the regular season game.
Which makes me wonder: would it be more fair if you took the 8 teams that currently make the playoffs, and form a sort of October League or something, and then had them all play each other? At least some of the small sample size would be eliminated if you moved it to one month of baseball instead of 3 individual series. Not that I think baseball would ever go for it…
by GhettoBear04 on Sep 6, 2008 10:02 AM CDT 0 recs
I think
You’re confused. Evolution and “natural selection” don’t exist on a temporal plane. In other words, the destruction of one adaptation doesn’t preclude its growth again eventually.
Darwin never said that the first superior species would thrive.
by brettgardner on Sep 6, 2008 10:14 AM CDT 0 recs
yes
Darwin said the characteristics most fit (as in, most beneficial) to a certain environment survives. There is nothing about superiority in his doctrine. Don’t go all Herbert Spencer on us SD.
by FirebatM3 on
Sep 6, 2008 1:26 PM CDT
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Darwin’s definition of the “fittest” does not mean “the strongest”, or ones with the highest reproduction rate, but it’s a collection of characteristics that allows a specie to best survive in a certain environment give any natural fluctuations of this environment. So that may mean one that is the stealthiest, or one that can best store energy, etc.
In the Farmer Jones example (comparable to a meteor hitting the earth) , his bulldozer will kill all specimens in that particular environment, not only the supersolarants, but if it were so that Farmer Jones is not so careful in his ant destruction, then so the ants that remain, the supersolarants will again be the most likely to thrive thereafter.
Darwin’s theory is also not concerned with localized phenomenons. It may be true that a great fire will destroy all inhabitants of a particular location on earth, even those that were more adaptable for that particular environment. But in other environments that are not affected by the fire, those with a more apt set of traits for the survival in that environment will perform better.
by Telegraph on Sep 6, 2008 10:19 AM CDT 0 recs
Clarification of the biology reference
My intent was not to diminish Darwin nor his world-changing efforts. I admittedly used a bit of poetic license in the comparison of evolutionary theory and baseball. However, I believe that my argument still stands – in the micro-environment that determines whether a new organism will survive (and flourish) or a playoff team will win a championship, luck impacts the outcome as much as fitness.
by spurdynasty on
Sep 6, 2008 7:27 PM CDT
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To support what position?
That luck isn’t the determinative factor? Sure, I guess I do: “luck” is a constant in any equation, if you even prefer to think of it that way at all, which I don’t.
The better question is do you have any data to support your position, because a hypothetical isn’t exactly proof of anything.
by brettgardner on
Sep 6, 2008 9:27 PM CDT
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Thanks for the offer, Brett,
but life is too short to engage in debates wherein worthwhile information transfer is unlikely to happen.
If it makes you feel better, I now see your point perfectly and agree completely. Thanks for the insight.
by spurdynasty on
Sep 6, 2008 11:19 PM CDT
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Offer?
I’m asking if you have any proof of your claim. The only thing I want is worthwhile information from you. If you don’t have it, that’s fine, but don’t assume the role of the wise old sage because of it.
by brettgardner on
Sep 7, 2008 12:05 AM CDT
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I know that I should not take the bait,
but debate champions have a way of getting under my skin.
Because this is a baseball site, then I would request that we restrict ourselves to a discussion of the baseball side of my argument. To recap, I have claimed that luck (defined here as circumstances that our beyond a team’s control, like the opponents they face, random physical and mental errors, injuries, weather, etc) plays a profound role in determining the World Series champion each year. As near as I can tell, you have claimed that luck does not play a role in determining who does and does not win the World Series because luck is a constant.
Assuming that I have our positions correctly stated, I would like to ask you three questions:
(1) Do you believe that at the beginning of the 2008 MLB playoffs that one team will have a combination of talent and coaching that will make them the most likely group to win the World Series?
(2) Do you believe that you, given the wealth of data that has been generated during the course of the 2008 regular season, can identify the team that has best combination of talent and coaching among the teams that qualify for the playoffs?
(3) Would you care to wager on the accuracy of your prediction? In case you are concerned about your ability to accurately gauge talent and coaching, I would gladly give you your two favorite teams in the proposed wager.
My prediction is that you will find things to debate instead of participating in an exercise that will reveal whether you truly believe your claims.
by spurdynasty on
Sep 7, 2008 12:39 AM CDT
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Huh?
Where did I say anything about baseball?
I’m not going to assume the accuracy of your premises just because you’d like that. I don’t see any correlation between baseball and biology.
by brettgardner on
Sep 7, 2008 12:51 AM CDT
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SD, at what point do you assume “luck” is a predetermaning… unlike life, baseball has execution of actions in a contrarian atmosphere… and poor execution (or great dissentive execution) will always lead to failure for any team… juxt opposed to your comparison to life and evolution, though there are predators, you can’t really say any one organism is actively trying to stop the other from “winning”(living)…[cept maybe the muslims and jews…]… even predators in eco-settings depend on their prey for food…
i believe its a good attempt at an analogy to find a deeper meaning, but placing winning on “luck” is kinda defeatest… and saying evolution is more “luck” than anything is misinformative.
"He wont have anything. 1 man, 0 tools."~ hiafex bout longhorn...
by ivysafety39 on
Sep 7, 2008 10:01 AM CDT
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The influence of luck on outcome
When I first conceived the idea for this FanPost, I wanted to explore AJM’s oft-used phrase “Once you’re in the playoffs, anything can happen”. The first thing that struck me as I began my research was the disparity in regular season and post-season “champions” that have occurred in the thirteen seasons since the expansion of the playoffs from 4 to 8 teams. I did a quick comparison of the teams that were the best in the regular season and the teams that won the World Series. I expected that strength of their top starting pitchers or records over the final few weeks of the season or quality of the closer would separate the world champions from the regular season winners. What I discovered is that with the possible exception of closer (which I believe to be schewed by the run the Yankees had in the late 90’s) there is really no such correlation. My conclusion from the analysis was that circumstances beyond a team’s control (which I termed luck) play a significant, if not overwhelming role, in determining what team survives three consecutive 7-game series. As noted near the bottom of this discussion thread, this is not the first time that someone has made this observation.
My choice of “emergent species survival” as a correlate for the MLB playoffs proved to be poor based on the questions and discussions it produced. For that I apologize and promise to avoid using similar, non-baseball related examples in the future.
by spurdynasty on
Sep 7, 2008 10:40 AM CDT
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You're off-base, chump
Stick to the baseball manifestos.
There are always innate biological mechanisms that enable one individual to survive better than the other. The ants got run over because they were poorly adapted to the environment. I don’t care if they can store water and get food. It’s going to take some time for natural selection to work on that colony before the ones that actually survive begin to reproduce. A “thriving” colony is one that minimizes all threats (food, predators, weather) as best as possible, YES there we always be the randomness factor. However, it will not eradicate the species if it is well adapted. It takes time to develop ecological niches such as in fields where Jerry Jones bulldozes.
"The question of how we came to be is a philosophical one." - 4HIM
by Chase Irwin on
Sep 7, 2008 12:31 AM CDT
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-2
"The question of how we came to be is a philosophical one." - 4HIM
by Chase Irwin on
Sep 6, 2008 9:14 PM CDT
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Of course
I have no problem with the analogy in describing the success possibilities of teams in the playoffs (even though I do not quite agree with your position).
With regard to the natural selection, I am simply clarifying the theory. I don’t like it when this kind of things are mistakenly reported because some that are not familiar with the theory might be misinformed.
by Telegraph on
Sep 7, 2008 9:10 AM CDT
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PED's = spurdynasty?
I mean just look at the amount and quality of post lately………just saying
A bunch of midgets with no arms could pitch better than us. -iorange555
by boomer1 on Sep 6, 2008 10:20 AM CDT 0 recs
Does the "P"
stand for “performance” or “posting”?
by T Coleman on
Sep 6, 2008 11:09 AM CDT
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lol
Posting
A bunch of midgets with no arms could pitch better than us. -iorange555
by boomer1 on
Sep 6, 2008 11:35 AM CDT
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ceiling values vs reality
i’m having a hard time reconciling all the 8-10’s
by SteveP on Sep 6, 2008 11:36 AM CDT 0 recs
His ceiling is
Bryan Smith (12:17:17 PM PT): Justin Smoak and Josh Hamilton. The AL West might just have found their Bash Brothers, v. 2.0.
by bigsteve on
Sep 6, 2008 2:50 PM CDT
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+1
He’s Juan Gonzalez! Part Duex.
The 40 Trumps All!!!
by thedirkatron on
Sep 6, 2008 5:05 PM CDT
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Evolution and baseball
I think there is a proper link to be formed between the two, though I’m not sure that you pushed it all the way it can go.
Baseball is a zero sum game – for every team that wins, a team loses. It is up to each team to try to devise new ways to rise above their competitors in a manner that allows them to capture more wins. This was the genius point to Moneyball, though much of this point was lost in a dumb implementation (the wasted draft). The A’s were at a competitive disadvantage due to finances, so they evolved in a strategic way to give them an advantage. But as with any evolution, once other teams acquire that strategy (and there are few barriers to do so, especially if you spell it out in a best selling book…), you are no longer ahead. So you must continue to find new ways to evolve.
The Rangers are evolving as we speak, due to the long-term strategy of Jon Daniels. Its not a particularly novel strategy, but one that is tried and true. But it is also one that takes time to see the benefits. Before, the Rangers were in a high mutagenesis time, where they changed strategies every 2 years. This is a good way to stumble on a good approach, and then to leave it before you benefit from it. (there is a strong parallel between this and rate of mutations seen biologically – in rapidly changing, unforgiving environments often the fast mutation strategy is optimal – basically rate of mutation is something selected for as well)
Anyway, my point is that your strategy for evolving your team is not only based on what will make a good team, but what will make it rise above your competitors. As you point out – JD should be concerned with only three teams: Oakland, Seattle, Los Angeles. Oakland and Seattle are kind of in the high mutation era that we were in 4 years ago, so hopefully they’ll take a while to settle on their strategy. LAA is currently the king, but is showing weakness. JD knows all of this, which is why his strategy to compete in 2009-2013 is well timed.
by JBImaknee on Sep 6, 2008 12:20 PM CDT 0 recs
That post could have been much shorter
but you’re right. I’m not sure I agree that all of those players have ceilings that high, but Daniels and Co. do seem to have the Rangers in good position to be in serious contention for a few years. Massaging and polishing the club during that window will be his greatest test. And, to borrow your theme, luck will play a huge part in it no matter how deftly he tries to wheel and deal.
O Freunde, nicht diese Töne!
Sondern laßt uns angenehmere anstimmen,
und freudenvollere.
by t ball on Sep 6, 2008 2:23 PM CDT 0 recs
I tend to be verbose
But I feared that something shorter would fail to fully capture the concept that trading young players who can provide the Rangers with a sustained window of contending is short-sighted and likely to reduce the chances that the team will win a championship in the next ten years. With the exception of trading players who are not expected to contribute during 2010-2015 or are obviously blocking someone more deserving of a role on the major league team, I would advocate not trading players. The current and soon to follow talent is enough to compete annually for a playoff spot. “And once they get there, anything can happen,” AJM
by spurdynasty on
Sep 6, 2008 7:08 PM CDT
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Run-ons
make things difficult to read.
"The question of how we came to be is a philosophical one." - 4HIM
by Chase Irwin on
Sep 6, 2008 9:15 PM CDT
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amen...
…and choosing long words because you kow them doesn’t mean you aren’t talking about baseball…
"He wont have anything. 1 man, 0 tools."~ hiafex bout longhorn...
by ivysafety39 on
Sep 7, 2008 10:04 AM CDT
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likewise.
"The question of how we came to be is a philosophical one." - 4HIM
by Chase Irwin on
Sep 6, 2008 2:53 PM CDT
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I think they are legit
People who appreciate posts more complex than “This will be our rotation if we sign BOTH Sabathia and Sheets” are rec’ing these.
by JBImaknee on
Sep 6, 2008 2:54 PM CDT
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Agreed
Any time someone puts thoughts into their post and goes above it should get a rec.
A bunch of midgets with no arms could pitch better than us. -iorange555
by boomer1 on
Sep 6, 2008 2:58 PM CDT
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My catcher thread was rec-worthy. This is not.
Hey, you suck McBain.
by oc on
Sep 6, 2008 5:25 PM CDT
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Feelings hurt?
A bunch of midgets with no arms could pitch better than us. -iorange555
by boomer1 on
Sep 6, 2008 5:59 PM CDT
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Clearly it's the Posting Enhancement Drugs.
Hey, you suck McBain.
by oc on
Sep 6, 2008 6:19 PM CDT
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Exactly!!
That is what I said.
A bunch of midgets with no arms could pitch better than us. -iorange555
by boomer1 on
Sep 6, 2008 7:01 PM CDT
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I agree...
I think the recs are legit as well. I have enjoyed reading his posts as well as the comments. Good way to stimulate more discussion rather or not you agree with the content.
by RangersOCD on
Sep 6, 2008 8:31 PM CDT
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So, in other words....
The playoffs are a crapshoot
—Billy Beane
by Requiem on Sep 6, 2008 4:39 PM CDT 0 recs
Billy Beane +
The playoffs are a crapshot. The only way to improve your odds of winning a title is to increase the number of years you make the playoffs.
by spurdynasty on
Sep 6, 2008 6:56 PM CDT
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A dominant bullpen really helps
As does having power arms in your rotation.
But I agree that the playoffs are so short that luck plays a huge role in the outcome. Especially the first round. A 5 game series is a freaking joke.
The 40 Trumps All!!!
by thedirkatron on
Sep 6, 2008 11:09 PM CDT
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so does scoring runs and pitching well
…from what i hear.
"He wont have anything. 1 man, 0 tools."~ hiafex bout longhorn...
by ivysafety39 on
Sep 7, 2008 10:05 AM CDT
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Who is that handsome devil in your avatar?
I that you? Cause, damn, that’s a good looking fellow in that photo.
The 40 Trumps All!!!
by thedirkatron on
Sep 8, 2008 4:21 AM CDT
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Compelling post
Thought provoking and well written. Kudos.
"So he tore it up in AA. Yippee. ...Max Ramirez be damned." - bigsteve
by tricer on Sep 6, 2008 5:32 PM CDT 0 recs








